Pre-IPO Compliance Package

Comprehensive compliance assessment for US listing, identifying core risks in structure, finance, data, internal controls, and related-party transactions

Core Services

Comprehensive compliance readiness and risk assessment services for companies planning to list in the US

Compliance Due Diligence and Health Diagnostic Services

Comprehensive compliance assessment for U.S. IPO readiness: identify core risks in corporate structure, financials, data governance, internal controls, and related-party transactions; deliver an IPO feasibility diagnosis report.

Deliverables:"IPO Compliance Health Diagnostic Report," "Risk Rectification Checklist," and "IPO Pathway Proposal"

Service Period:7–15 business days

Architecture Compliance Design and Optimization Services

Ensure compliance with U.S. stock market regulations by validating, restructuring, and optimizing VIE/red-chip structures to guarantee transparent disclosure, control rights compliance, and contractual framework adherence.

Deliverables:"Architecture Compliance Verification Report", "Architecture Optimization Plan", "Architecture Compliance Confirmation Letter"

Service Period:5–10 business days

Financial and Audit Compliance Preparation Services

Ensure compliance with US GAAP and PCAOB requirements by standardizing financial reporting, internal controls, and audit working papers to reduce audit risk.

Deliverables:"Financial Compliance Rectification List," "Internal Control Process Documents," and "Audit Working Papers Directory and Templates."

Service Period:10–30 business days

Cross-Border Data Compliance Review Service

Conduct compliance reviews for enterprises' cross-border data transfer, storage, and processing to ensure adherence to data security regulations in both the U.S. and China.

Deliverables:Cross-Border Data Compliance Assessment Report, Data Outbound Security Assessment Form, Data Compliance Remediation Plan

Service Period:5–10 business days

Compliance Training Services for Directors, Supervisors, and Senior Executives

Professional training for directors, supervisors, and senior executives of companies planning to go public in the U.S., covering U.S. securities regulations, disclosure obligations, and insider trading prevention.

Deliverables:Training Materials, Compliance Certification, Training Records Archive

Service Period:1–2 days of intensive training

Suitable For

Companies planning a US IPO, SPAC, or OTC transfer

Companies with Red Chip restructuring

Companies with VIE structures requiring compliance verification

Companies requiring US GAAP standardization

Need Professional Pre-IPO Compliance Consulting?

Our expert team delivers tailored pre-IPO compliance solutions to ensure a smooth transition to the capital markets.