Department Introduction
Six specialized departments collaborate to deliver comprehensive compliance technology services for Chinese companies listed in the U.S.
Professional Department Setup
We have established six specialized departments to meet compliance service needs across the entire corporate lifecycle.
Listing Guidance Department
Provide compliance advisory for pre-IPO companies, including structure design, financial standardization, and internal control development.
Key Responsibilities:
- ▸VIE/Red-Chip Structure Design and Optimization
- ▸US GAAP Compliance Training
- ▸PCAOB Audit Preparation
- ▸Establish Internal Control System
IPO Filing Department
Manage the full IPO filing process, including registration document preparation, EDGAR submissions, and SEC inquiry responses.
Key Responsibilities:
- ▸S-1/F-1 Registration Statement Preparation
- ▸EDGAR System Filing Management
- ▸SEC Inquiry Response Strategy
- ▸Underwriter Coordination and Communication
Continuous Compliance Department
Manage ongoing compliance for post-IPO companies, including disclosure, SOX internal controls, and financial statement audits.
Key Responsibilities:
- ▸Routine Information Disclosure Management
- ▸SOX Internal Control Optimization and Testing
- ▸Quarterly and Annual Report Review (10-K/10-Q)
- ▸Director, Supervisor, and Senior Executive Shareholding Declaration
Legal Affairs Department
Manage cross-border securities legal matters, including regulatory communication, crisis management, and delisting or privatization.
Key Responsibilities:
- ▸Cross-Border Securities Legal Consultation
- ▸Regulatory Letter Handling
- ▸Crisis Management and Compliance Response
- ▸Delisting and Privatization Scheme Design
Compliance Technology Department
Lead the development of compliance technology systems, including AI-based review, risk monitoring, and automated disclosure.
Key Responsibilities:
- ▸Compliance Tech SaaS System Development
- ▸AI-powered Audit Tool
- ▸Real-Time Risk Monitoring System
- ▸Automated Disclosure Platform
Customer Service Department
Manage customer relationships, including requirements coordination, service alignment, and satisfaction follow-up.
Key Responsibilities:
- ▸Customer Consultation & Requirement Alignment
- ▸Service Progress Tracking
- ▸Customer Satisfaction Management
- ▸Maintain long-term partnerships
Cross-Department Collaboration
Our six departments work closely together to build dedicated service teams for every client project, ensuring a perfect blend of expertise and efficiency.
Meet Our Team
Our expert team includes former SEC/PCAOB specialists, U.S. CPAs, and cross-border securities attorneys.
View Team