Success Stories
Served 1,000+ Chinese concept stock companies across all compliance stages, building industry reputation and trust
A well-known e-commerce platform
E-commerceInitial Public OfferingChallenge
The enterprise faced complex VIE restructuring, cross-border data compliance reviews, and multiple SEC inquiries.
Solution
Delivered end-to-end IPO coaching, including structural optimization, EDGAR filing management, SEC inquiry response strategy, and coordination of underwriters and legal teams.
Results
Successfully listed on NASDAQ, raised $500M, and became one of the most-watched Chinese concept stock IPOs of the year.
A tech unicorn
Artificial IntelligencePre-IPOChallenge
The enterprise lacked U.S. compliance experience, its financial system did not meet U.S. GAAP requirements, and a comprehensive compliance transformation was needed.
Solution
Delivered US GAAP financial compliance coaching, PCAOB audit readiness support, and compliance framework implementation; guided the enterprise through all pre-listing compliance requirements.
Results
Completed all compliance preparations within 6 months, laying a solid foundation for the subsequent IPO.
A healthcare enterprise
Health & WellnessPost-IPOChallenge
The enterprise faced SOX internal control deficiencies, untimely information disclosure, and other compliance risks, requiring rapid remediation.
Solution
Optimized the SOX internal control system, reengineered information disclosure processes, delivered compliance training, and established a long-term compliance mechanism.
Results
Successfully passed annual audit; compliance rating elevated to industry-leading level
A manufacturing company
High-end ManufacturingRemoveChallenge
The enterprise planned to delist from the U.S. and transfer to Hong Kong, requiring management of complex cross-border compliance and shareholder communications.
Solution
Provided privatization plan design, SEC delisting filing, shareholder meeting material preparation, and HK listing coaching
Results
Successfully completed U.S. delisting and Hong Kong listing; achieved strategic capital market transfer.
A FinTech Company
FinTechInitial Public OfferingChallenge
The enterprise had a novel business model, faced regulatory uncertainty, and required multiple rounds of communication with the SEC.
Solution
Delivered regulatory communication strategy, business compliance rationale, and risk disclosure optimization; assisted enterprises in understanding regulatory requirements.
Results
Successfully approved and listed, setting a new standard for FinTech enterprise listings
a consumer brand
Consumer RetailPost-IPOChallenge
Rapid expansion caused the compliance system to lag behind business growth, resulting in multiple compliance gaps.
Solution
Delivered comprehensive compliance diagnostics, system process reengineering, and digital compliance platform implementation.
Results
Established a comprehensive compliance management system to support the enterprise's sustained high-speed growth.
View Our Services
Learn how we deliver professional compliance technology services for your enterprise
Learn More