Regulatory Updates
Track real-time updates to U.S. regulatory policies and stay ahead of the latest cross-border compliance trends
SEC Issues New Cross-Border Corporate Disclosure Rules for 2026
The U.S. Securities and Exchange Commission issued new disclosure requirements for cross-border companies to strengthen audit document reviews.
PCAOB Updates List of Chinese Audit Firms Under Review
The Public Company Accounting Oversight Board updated its list of audit regulators involving Chinese companies; multiple accounting firms have been placed under review.
Latest updates on HFCAA enforcement
New Phase in Implementation of the Foreign Company Accountability Act: SEC Accelerates Delisting Procedures for Companies That Have Not Undergone Inspections for Three Consecutive Years
Decoding New SOX 404 Internal Control Compliance Requirements
In response to SOX Section 404, the SEC has issued new internal control compliance guidance emphasizing the importance of digital audit workpapers.
Update to Cross-Border Data Transfer Security Regulations Between China and the U.S.
Multiple departments jointly release new regulations on cross-border data transfer security assessments; enterprises must re-evaluate compliance for outbound data.
NYSE releases updated compliance guide for listed companies in 2026
NYSE Updates Listed Company Compliance Guidelines to Strengthen Corporate Governance and Disclosure Requirements
Nasdaq Updates Board Diversity Requirements for Listed Companies
Nasdaq Stock Market Updates Board Diversity Rules, Requiring Listed Companies to Disclose Diversity Policies and Goals
OTC Market Group Strengthens OTC Disclosure Requirements
OTC Market Group Releases New OTC Disclosure Standards to Enhance Market Transparency and Investor Protection
FINRA Issues New Brokerage Compliance Guidelines
FINRA Issues New Brokerage Compliance Guidance to Strengthen Risk Management and Customer Protection
U.S. Congress Debates New Regulatory Bill on Chinese Companies
Bipartisan U.S. Congress members introduce new bill to further regulate Chinese companies' listings in the U.S. and enhance disclosure requirements
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