Regulatory Updates

Track real-time updates to U.S. regulatory policies and stay ahead of the latest cross-border compliance trends

SEC Regulation2026-4-15

SEC Issues New Cross-Border Corporate Disclosure Rules for 2026

The U.S. Securities and Exchange Commission issued new disclosure requirements for cross-border companies to strengthen audit document reviews.

Source:SEC
PCAOB Audit2026-4-10

PCAOB Updates List of Chinese Audit Firms Under Review

The Public Company Accounting Oversight Board updated its list of audit regulators involving Chinese companies; multiple accounting firms have been placed under review.

Source:PCAOB
HFCAA Act2026-4-5

Latest updates on HFCAA enforcement

New Phase in Implementation of the Foreign Company Accountability Act: SEC Accelerates Delisting Procedures for Companies That Have Not Undergone Inspections for Three Consecutive Years

Source:SEC
SOX Act2026-3-28

Decoding New SOX 404 Internal Control Compliance Requirements

In response to SOX Section 404, the SEC has issued new internal control compliance guidance emphasizing the importance of digital audit workpapers.

Source:SEC
Cross-Border Data Security2026-3-20

Update to Cross-Border Data Transfer Security Regulations Between China and the U.S.

Multiple departments jointly release new regulations on cross-border data transfer security assessments; enterprises must re-evaluate compliance for outbound data.

Source:Cyberspace Administration of China
New York Stock Exchange2026-4-20

NYSE releases updated compliance guide for listed companies in 2026

NYSE Updates Listed Company Compliance Guidelines to Strengthen Corporate Governance and Disclosure Requirements

Source:New York Stock Exchange
Nasdaq2026-4-18

Nasdaq Updates Board Diversity Requirements for Listed Companies

Nasdaq Stock Market Updates Board Diversity Rules, Requiring Listed Companies to Disclose Diversity Policies and Goals

Source:Nasdaq
OTC Markets Group2026-4-12

OTC Market Group Strengthens OTC Disclosure Requirements

OTC Market Group Releases New OTC Disclosure Standards to Enhance Market Transparency and Investor Protection

Source:OTC Markets Group
FINRA Regulation2026-4-8

FINRA Issues New Brokerage Compliance Guidelines

FINRA Issues New Brokerage Compliance Guidance to Strengthen Risk Management and Customer Protection

Source:FINRA
Other Regulations2026-4-1

U.S. Congress Debates New Regulatory Bill on Chinese Companies

Bipartisan U.S. Congress members introduce new bill to further regulate Chinese companies' listings in the U.S. and enhance disclosure requirements

Source:U.S. Congress

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