IPO Compliance Package

End-to-end compliance for IPO filings, ensuring authenticity, accuracy, completeness, and zero legal defects

Core Services

End-to-end professional services for IPO filing companies to ensure a successful listing

Registration Document Compliance Review Service

Perform a full compliance review of the S-1/F-1 prospectus to ensure it is truthful, accurate, complete, and free of legal defects.

Deliverables:"Compliance Review Report for Registration Documents," "Letter of Modification Opinions," and "Disclosure Confirmation Checklist."
Service Period:3–5 business days per version

EDGAR Filing System Operations Service

Complete EDGAR account registration, CIQ code application, filing submission, format validation, and receipt archiving on your behalf.

Deliverables:"EDGAR Account Information", "CIQ Code Confirmation Letter", "Filing Receipt"
Service Period:Full support throughout the filing period

EDGAR Filing and Disclosure Management Services

Full-service EDGAR filing, document preparation, format validation, submission with revisions, and receipt archiving

Deliverables:Submission Receipt, Submission Screenshot, Disclosure Archive List
Service Period:1–3 business days

Regulatory Inquiry Response Services

End-to-end SEC/Exchange Inquiry Resolution: Drafting Responses, Compliance Review, Strategy Development, and Multi-round Follow-up

Deliverables:"Interrogation Analysis Report," "Complete Response Document Set," and "Disclosure Documents."
Service Period:3–7 business days

Underwriter and Intermediary Coordination Services

Coordinate intermediaries such as underwriters, lawyers, and auditors to ensure efficient collaboration throughout the IPO filing process.

Deliverables:Intermediary Coordination Plan, IPO Timeline, Progress Follow-up Report
Service Period:Full support through to successful listing

Roadshow and Investor Communication Compliance Services

Provides compliance guidance for IPO roadshows and investor communications to ensure accurate, compliant disclosures without misleading statements.

Deliverables:Roadshow Materials Compliance Review Report | Investor Q&A Compliance Guidelines | Roadshow Compliance Training Materials
Service Period:Full support during the roadshow

Exchange Listing Application Services

End-to-end services for NASDAQ/NYSE listings, including application processing, form completion, fee payment, and IPO ceremony preparation.

Deliverables:"Application for Listing", "Proof of Payment of Listing Fees", "Confirmation of Stock Code"
Service Period:2–4 weeks

Service Advantages

Led by a former SEC expert with deep expertise in regulatory review requirements

AI-powered review to enhance document quality and efficiency

End-to-end milestone control with zero delays and zero errors

Rich experience in multi-turn conversations with high completion rates.

Need Professional IPO Filing Support?

Our expert team provides end-to-end professional services—from preparing registration documents to achieving a successful listing.

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